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Course topic

  1. Topics
  2. Finance & Accounting
  3. Financial Regulation

Financial Regulation

Also indexed asRegulatory Frameworks · Financial Law · Market Regulations

Understand the legal and operational frameworks governing financial institutions to navigate complex global markets and policy.

Courses indexed
38
Live offers
3
Free & coupon courses onlyChange view
Navigating Regulatory Inspections in Fintech Startups
Instructor Owais Ahmed Qureshi
Owais Ahmed Qureshi
1 course
English
Navigating Regulatory Inspections in Fintech Startups
ONLY
28% OFF

Navigating Regulatory Inspections in Fintech Startups

(5.00 with 1 reviews)
2.9K
students
2.9 hours
content
Apr 2025
updated
$17.99$12.99
SIE (Securities Industry Essentials) Practice Tests *New*
Instructor On Top eLearning
On Top eLearning
1 course
English
SIE (Securities Industry Essentials) Practice Tests *New*

SIE (Securities Industry Essentials) Practice Tests *New*

(4.91 with 138 reviews)
1.7K
students
N/A
content
Jun 2026
updated
$14.99
FINRA Series 7 Exam: 750 Practice Questions
Instructor Mr. ExamMaster
Mr. ExamMaster
1 course
English
FINRA Series 7 Exam: 750 Practice Questions

FINRA Series 7 Exam: 750 Practice Questions

(4.50 with 1 reviews)
767
students
N/A
content
Feb 2026
updated
$14.99
Financial Services - Overview of Central Banks
Instructor Baba Oyewole
Baba Oyewole
1 course
English
Financial Services - Overview of Central Banks

Financial Services - Overview of Central Banks

(4.83 with 164 reviews)
20.6K
students
1.1 hours
content
Jun 2026
updated
$17.99
CAMS Exam Prep (Unofficial): Part B Q&A Styled Course 2/5
Instructor Shivgan Joshi
Shivgan Joshi
1 course
English
CAMS Exam Prep (Unofficial): Part B Q&A Styled Course 2/5

CAMS Exam Prep (Unofficial): Part B Q&A Styled Course 2/5

(2.00 with 1 reviews)
7
students
1.6 hours
content
Jul 2026
updated
FREE
The Professional’s Guide to Credit Portfolio Management
Instructor STARWEAVER GROUP
STARWEAVER GROUP
1 course
English
The Professional’s Guide to Credit Portfolio Management

The Professional’s Guide to Credit Portfolio Management

(4.80 with 10 reviews)
2.5K
students
2.4 hours
content
Jul 2026
updated
$17.99
FINRA SIE Exam 2026: Complete Prep Course + Practice
Instructor Pangolin Edge
Pangolin Edge
1 course
English
FINRA SIE Exam 2026: Complete Prep Course + Practice

FINRA SIE Exam 2026: Complete Prep Course + Practice

(4.72 with 672 reviews)
3.1K
students
7.8 hours
content
May 2026
updated
$14.99
Financial Services - Basics of Regulation & Compliance
Instructor Baba Oyewole
Baba Oyewole
1 course
English
Financial Services - Basics of Regulation & Compliance

Financial Services - Basics of Regulation & Compliance

(4.55 with 448 reviews)
20.0K
students
5.8 hours
content
Jul 2026
updated
$17.99
Series 7, General Securities Rep - Practice Exam Bundle
Instructor Adam Treister
Adam Treister
1 course
English
Series 7, General Securities Rep - Practice Exam Bundle

Series 7, General Securities Rep - Practice Exam Bundle

(3.50 with 6 reviews)
106
students
N/A
content
Apr 2020
updated
$14.99
Become AML/CFT Expert: Zero To Hero Course (Part 1 )
Instructor Siorik Consultancy
Siorik Consultancy
1 course
English
Become AML/CFT Expert: Zero To Hero Course (Part 1 )

Become AML/CFT Expert: Zero To Hero Course (Part 1 )

(4.31 with 29 reviews)
85
students
2.3 hours
content
Feb 2024
updated
$14.99
Anti-Money Laundering (AML) Fundamentals
Instructor Amal Jayasinghe
Amal Jayasinghe
1 course
English
Anti-Money Laundering (AML) Fundamentals

Anti-Money Laundering (AML) Fundamentals

(4.32 with 141 reviews)
300
students
1.3 hours
content
Jul 2020
updated
$14.99
Global Banking Regulations: A Practical Approach on BASEL
Instructor ICMI LEARNING
ICMI LEARNING
1 course
English
Global Banking Regulations: A Practical Approach on BASEL

Global Banking Regulations: A Practical Approach on BASEL

(4.29 with 75 reviews)
1.3K
students
1.3 hours
content
Aug 2023
updated
$14.99
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Topics related to Financial Regulation

  • 01Financial Services Industry35
  • 02FINRA SIE Exam Prep4
  • 03Canadian Securities6
  • 04Central Banking & Policy12
  • 05KYC & AML Compliance59
  • 06Financial Certifications Prep25
  • 07Basel Risk Framework5
  • 08Financial Markets Overview222
  • 09Emerging Payment Technologies10