Financial Services - Basics of Regulation & Compliance
Get an Understanding of the Regulatory and Compliance environment in the Financial Services Sector
0
students
1.5 hours
content
Jun 2025
last update
$44.99
regular price
What you will learn
Purpose of financial regulation
Role of global regulatory bodies
Key legislation and their impact
AML, KYC and CTF principles among many others
Importance of customer due diligence
Regulatory Environment
Ethics and Compliance Culture
Risk management strategies
Use of RegTech in compliance
Ethical leadership and culture
Data protection in financial services
Consequences of non-compliance
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6611461
udemy ID
12/05/2025
course created date
08/06/2025
course indexed date
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