FINRA revised Series 6 Exam
Series 6 – Investment Company and Variable Contracts Products Representative Exam
26
students
240 questions
content
Aug 2022
last update
$39.99
regular price
What you will learn
Seeks Business for the Broker-dealer from Customers and Potential Customers
Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives
Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records
Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
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udemy ID
03/08/2022
course created date
08/08/2022
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