Unlock FINRA Series 7 - General Securities Representative
Ultimate Series 7 Exam Mastery: Guide to Securities, Regulations, Market Strategies, Trading, and Ethics for Success.
4.92 (65 reviews)
195
students
4 hours
content
Mar 2025
last update
$29.99
regular price
What you will learn
Understand roles of FINRA, SEC, & other regulatory bodies, Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940.
Learn about different account types, KYC (Know Your Customer) rules, suitability obligations, and trading authorizations.
Explore characteristics of stocks, bonds, preferred shares, municipal securities, government-issued debt, include risk, valuation, & trading considerations.
Gain expertise in options fundamentals, strategies (covered calls, protective puts, spreads, and straddles), risk assessment, and settlement processes.
Understand the structure, fees, and performance evaluation of mutual funds, ETFs, REITs, and UITs, along with tax implications.
Learn the rules and benefits of IRAs, 401(k)s, 529 plans, and other retirement and education savings accounts.
Master order types, market structures, broker-dealer operations, trade settlement, margin accounts, and risk management.
Develop skills in bond pricing, stock valuation, portfolio theory, and economic indicators to analyze investment opportunities.
Understand ethical obligations, prohibited practices, insider trading laws, and market manipulation rules to maintain compliance in the industry.
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6522979
udemy ID
17/03/2025
course created date
18/03/2025
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